A Commercially-Minded Partner for Global Boutiques
Whether you are looking for members of your team to get licensed or rely on a chaperoning arrangement, Finalis is your trusted partner to guide you through these regulatory waters.
We help you
- Sponsor your team’s licenses to freely conduct any type of investment banking transactions
- Partner with Finalis under a chaperoning arrangement under SEC Rule 15a6 without having to go through any exams.
- Tap into a curated network of U.S-based boutiques, capital allocators and issuers to collaborate on deals
- Attend events and access a host of benefits exclusively for Finalis Affiliates
Why Finalis
Backed by a Trusted BD
Finalis is a FINRA-registered Broker-Dealer with deep expertise in private capital markets.
Access our Network
The largest and fastest growing broker-dealer platform in history, Finalis’s network extends to over 750 boutique and investment bankers, M&A advisors, and placement agents.
Close More Business
Gain access to investor pipelines, proprietary opportunities, and support from the Finalis Connect and Allocators solutions.
Trusted by Hundreds of Bankers
- 830+ affiliated bankers across sectors
- $205B+ in active deal volume
- $22B+ in closed transactions
Move faster
Integrated compliance + deal management
From engagement letter to close
Bring your business to the U.S.
Join the growing network of independent bankers, placement agencies, and M&A advisories backed by Finalis.